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Making the Mind
Why weve misunderstood the nature-nurture
debate
Gary Marcus
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What do our minds owe to our nature, and what to our nurture?
The question has long been vexed, in no small part because until
recently we knew relatively little about the nature of naturehow
genes work and what they bring to the biological structures that
underlie the mind. But now, 50 years after the discovery of the
molecular structure of DNA, we are for the first time in a position
to understand directly DNAs contribution to the mind. And
the story is vastly different fromand vastly more interesting
thananything we had anticipated.
The emerging picture of natures
role in the formation of the mind is at odds with a conventional
view, recently summarized by Louis Menand. According to Menand,
every aspect of life has a biological foundation in exactly
the same sense, which is that unless it was biologically possible
it wouldnt exist. After that, its up for grabs.
More particularly, some scholars have taken recent research on genes
and on the brain as suggesting a profoundly limited role for nature
in the formation of the mind.
Their position rests on two arguments,
what Stanford anthropologist Paul Ehrlich dubbed a gene shortage
and widespread, well-documented findings of brain plasticity.
According to the gene shortage argument, genes cant be very
important to the birth of the mind because the genome contains only
about 30,000 genes, simply too few to account even for the brains
complexitywith its billions of cells and tens of billions
of connections between neuronsmuch less the minds. Given
that ratio, Ehrlich suggested, it would be quite
a trick for genes typically to control more than the most general
aspects of human behavior.
According to the brain plasticity
argument, genes cant be terribly important because the developing
brain is so flexible. For instance, whereas adults who lose their
left hemisphere are likely to lose permanently much of their ability
to talk, a child who loses a left hemisphere may very well recover
the ability to speak, even in the absence of a left hemisphere.
Such flexibility is pervasive, down to the level of individual cells.
Rather than being fixed in their fates the instant they are born,
newly formed brain cellsneuronscan sometimes shift their
function, depending on their context. A cell that would ordinarily
help to give us a sense of touch can (in the right circumstances)
be recruited into the visual system and accept signals from the
eye. With that high level of brain plasticity, some imagine that
genes are left on the sidelines, as scarcely relevant onlookers.
All of this is, I think, a mistake.
It is certainly true that the number of genes is tiny in comparison
to the number of neurons, and that the developing brain is highly
plastic. Nevertheless, naturein the form of geneshas
an enormous impact on the developing brain and mind. The general
outlines of how genes build the brain are finally becoming clear,
and we are also starting to see how, in forming the brain, genes
make room for the environments essential role. While vast
amounts of work remain to be done, it is becoming equally clear
that understanding the coordination of nature and nurture will require
letting go of some long-held beliefs.
How to Build a Brain
In the nine-month dash from conception
to birththe flurry of dividing, specializing, and migrating
cells that scientists call embryogenesisorgans such as the
heart and kidney unfold in a series of ever more mature stages.
In contrast to a 17th century theory known as preformationism, the
organs of the body cannot be found preformed in miniature in a fertilized
egg; at the moment of conception there is neither a tiny heart nor
a tiny brain. Instead, the fertilized egg contains information:
the three billion nucleotides of DNA that make up the human genome.
That information, copied into the nucleus of every newly formed
cell, guides the gradual but powerful process of successive approximation
that shapes each of the bodys organs. The heart, for example,
begins as a simple sheet of cell that gradually folds over to form
a tube; the tube sprouts bulges, the bulges sprout further bulges,
and every day the growing heart looks a bit more like an adult heart.
Even before the dawn of the modern
genetic era, biologists understood that something similar was happening
in the development of the brainthat the organ of thought and
language was formed in much the same way as the rest of the body.
The brain, too, develops in the first instance from a simple sheet
of cells that gradually curls up into a tube that sprouts bulges,
which over time differentiate into ever more complex shapes. Yet
2,000 years of thinking of the mind as independent from the body
kept people from appreciating the significance of this seemingly
obvious point.
The notion that the brain is drastically
different from other physical systems has a long tradition; it can
be seen as a modernized version of the ancient belief that the mind
and body are wholly separatebut it is untenable. The brain
is a physical system. Although the brains function is different
from that of other organs, the brains capabilities, like those
of other organs, emerge from its physical properties. We now know
that strokes and gunshot wounds can interfere with language by destroying
parts of the brain, and that Prozac and Ritalin can influence mood
by altering the flow of neurotransmitters. The fundamental components
of the brainthe neurons and the synapses that connect themcan
be understood as physical systems, with chemical and electrical
properties that follow from their composition.
Yet even as late as the 1990s,
latter-day dualists might have thought that the brain developed
by different principles. There were, of course, many hints that
genes must be important for the brain: identical twins resemble
each other more than nonidentical twins in personality as well as
in physique; mental disorders such as schizophrenia and depression
run in families and are shared even by twins reared apart; and animal
breeders know that shaping the bodies of animals often leads to
correlated changes in behavior. All of these observations provided
clues of genetic effects on the brain.
But such clues are achingly indirect,
and it was easy enough to pay them little heed. Even in the mid-1990s,
despite all the discoveries that had been made in molecular biology,
hardly anything specific was known about how the brain formed. By
the end of that decade, however, revolutions in the methodology
of molecular biologytechniques for studying and manipulating
geneswere beginning to enter the study of the brain. Now,
just a few years later, it has become clear that to an enormous
extent the brain really is sculpted by the same processes as the
rest of the body, not just at the macroscopic level (i.e., as a
product of successive approximation) but also at the microscopic
level, in terms of the mechanics of how genes are switched on and
off, and even in terms of which genes are involved; a huge number
of the genes that participate in the development of the brain play
important (and often closely related) roles in the rest of the body.
In retrospect, this should scarcely
be surprising. Though neuronsthe principal cells of the brainlook
very different from other cells, with their long, spindly axons
that can span the length of the body and their bushy dendrites that
collect messages from other neurons, at heart they are merely specializations
on a universal cellular theme. Like most any other cell, a neuron
contains a nucleus filled with DNA, mitochondrial power plants,
membranes to keep invaders out, and so forth. Even a neurons
distinctive specializations are really just variations on common
biological themes; axons, for example, depend on essentially the
same cytoskeleton proteins as many other cells. All of which means
that the life cycle of a neuron is much the same as the life cycle
of any other cell.
Which is not so terribly different
from the life cycle of a human being. A neuron is born, it takes
up a career (say as a motor neuron or a sensory neuron), moves perhaps
to a new home, and eventually dies. The life choices of cellswhether
neurons or liver cellsare what give the brain and body the
texture that they have. All the successive approximation that formulates
a brain or heart is driven by the actions of individual cells, which
in turn are driven in no small part by the genes contained within
their nuclei.
In the last couple of years, developmental
neuroscientists have begun to understand this process in detail,
to the point where they can directly alter it by flipping the right
genetic switches. Researchers have been able to grow mice with abnormally
large brains by inducing extra cell division, trick differentiating
neurons that would ordinarily produce excitatory neurotransmitters
into producing inhibitory ones, and coax neurons that would otherwise
be bound for the cortex to instead head underground to a subcortical
area known as the striatum. Genes guide every bit of this process,
with as much precision in the brain as elsewhere in the body.
The supervisory power of genes
holds even for the most unusual yet most characteristic parts of
neurons: the long axons that carry signals away from the cell, the
tree-like dendrites that allow neurons to receive signals from other
nerve cells, and the trillions of synapses that serve as connections
between them. What your brain does is largely a function of
how those synaptic connections are set upalter those connections,
and you alter the mindand how they are set up is no small
part a function of the genome. In the laboratory, mutant flies and
mice with aberrant brain wiring have trouble with everything from
motor control (one mutant mouse is named reeler for
its almost drunken gait) to vision. And in humans, faulty brain
wiring contributes to disorders such as schizophrenia and autism.
Proper neural wiring depends on
the behavior of individual axons and dendrites. And this behavior
once again depends on the content of the genome. For example, much
of what axons do is governed by special wiggly, almost hand-like
protuberances at the end of each axon known as growth cones. Growth
cones (and the axonal wiring they trail behind them) are like little
animals that swerve back and forth, maneuvering around obstacles,
extending and retracting feelers known as filopodia (the fingers
of a growth cone) as the cone hunts around in search of its destinationsay
in the auditory cortex. Rather than simply being launched like projectiles
that blindly and helplessly follow whatever route they first set
out on, growth cones constantly compensate and adjust, taking in
new information as they find their way to their targets.
Growth cones dont just head
in a particular direction and hope for the best. They know
what they are looking for and can make new plans even if experimentally
induced obstacles get in their way. In their efforts to find their
destinations, growth cones use every trick they can, from short-range
cues emanating from the surface of nearby cells to long-distance
cues that broadcast their signals from millimeters awaymiles
and miles in the geography of an axon. For example, some proteins
appear to serve as radio beacons that can diffuse across
great distances and serve as guides to distant growth conesprovided
that they are tuned to the right station. Which stations a growth
cone picks upand whether it finds a particular signal attractive
or repellentdepends on the protein receptors it has on its
surface, in turn a function of which genes are expressed within.
Researchers are now in a position
where they can begin to understand and even manipulate those genes.
In 2000, a team of researchers at the Salk Institute in San Diego
took a group of thoracic (chest) motor neurons that normally extend
their axons into several different places, such as axial muscles
(midline muscles that play a role in posture), intercostal muscles
(the muscles between the ribs), and sympathetic neurons (which,
among other things, participate in the fast energy mobilization
for fight-or-flight responses), and by changing their genetic labels
persuaded virtually the entire group of thoracic neurons to abandon
their usual targets in favor of the axial muscles. (The few exceptions
were a tiny number that apparently couldnt fit into the newly
crowded axial destinations and had to find other targets.)
What this all boils down to, from
the perspective of psychology, is an astonishingly powerful system
for wiring the mind. Instead of vaguely telling axons and dendrites
to send and accept signals from their neighbors, thereby leaving
all of the burden of mind development to experience, nature in effect
lays down the cable: it supplies the brains wiresaxons
and dendriteswith elaborate tools for finding their way on
their own. Rather than waiting for experience, brains can use the
complex menagerie of genes and proteins to create a rich, intricate
starting point for the brain and mind.
The sheer overlap between the cellular
and molecular processes by which the brain is built and the processes
by which the rest of the body is built has meant that new techniques
designed for the study of the one can often be readily imported
into the study of the other. New techniques in staining, for instance,
by which biologists trace the movements and fates of individual
cells, can often be brought to bear on the study of the brain as
soon as they are developed; even more important, new techniques
for altering the genomes of experimental animals can often be almost
immediately applied to studies of brain development. Our collective
understanding of biology is growing by leaps and bounds because
sauce for the goose is so often sauce for the gander.
Nature and Nurture Redux
This seemingly simple ideathat
whats good enough for the body is good enough for the brainhas
important implications for how we understand the roles of nature
and nurture in the development of the mind and brain.
Beyond the Blueprint
Since the early 1960s biologists
have realized that genes are neither blueprints nor dictators; instead,
as I will explain in a moment, genes are better seen as providers
of opportunity. Yet because the brain has for so long been treated
as separate from the body, the notion of genes as sources of options
rather than purveyors of commands has yet to really enter into our
understanding of the origins of human psychology.
Biologists have long understood
that all genes have two functions. First, they serve as templates
for building particular proteins. The insulin gene provides a template
for insulin, the hemoglobin genes give templates for building hemoglobin,
and so forth. Second, each gene contains what is called a regulatory
sequence, a set of conditions that guide whether or not that genes
template gets converted into protein. Although every cell contains
a complete copy of the genome, most of the genes in any given cell
are silent. Your lung cells, for example, contain the recipe for
insulin but they dont produce any, because in those cells
the insulin gene is switched off (or repressed); each
protein is produced only in the cells in which the relevant gene
is switched on. So individual genes are like lines in a computer
program. Each gene has an IF and a THEN, a precondition (IF) and
an action (THEN). And here is one of the most important places where
the environment can enter: the IFs of genes are responsive to the
environment of the cells in which they are contained. Rather than
being static entities that decide the fate of each cell in advance,
genesbecause of the regulatory sequenceare dynamic and
can guide a cell in different ways at different times, depending
on the balance of molecules in their environment.
This basic logicwhich was
worked out in the early 1960s by two French biologists, François
Jacob and Jacques Monod, in a series of painstaking studies of the
diet of a simple bacteriumapplies as much to humans as to
bacteria, and as much for the brain as for any other part of the
body. Monod and Jacob aimed to understand how E. coli bacteria
could switch almost instantaneously from a diet of glucose (its
favorite) to a diet of lactose (an emergency backup food). What
they found was that this abrupt change in diet was accomplished
by a process that switched genes on and off. To metabolize lactose,
the bacterium needed to build a certain set of protein-based enzymes
that for simplicity Ill refer to collectively as lactase,
the product of a cluster of lactase genes. Every E. coli
had those lactase genes lying in wait, but they were only expressedswitched
onwhen a bit of lactose could bind (attach to) a certain spot
of DNA that lay near them, and this in turn could happen only if
there was no glucose around to get in the way. In essence, the simple
bacterium had an IF-THENif lactose and not glucose, then build
lactasethat is very much of a piece with the billions of IF-THENs
that run the worlds computer software.
The essential point is that genes
are IFs rather than MUSTs. So even a single environmental cue can
radically reshape the course of development. In the African butterfly
Bicyclus anynana, for example, high temperature during development
(associated with the rainy season in its native tropical climate)
leads the butterfly to become brightly colored; low temperature
(associated with a dry fall) leads the butterfly to become a dull
brown. The growing butterfly doesnt learn (in the course of
its development) how to blend in betterit will do the same
thing in a lab where the temperature varies and the foliage is constant;
instead it is genetically programmed to develop in two different
ways in two different environments.
The lesson of the last five years
of research in developmental neuroscience is that IF-THENs are as
crucial and omnipresent in brain development as they are elsewhere.
To take one recently worked out example: rats, mice, and other rodents
devote a particular region of the cerebral cortex known as barrel
fields to the problem of analyzing the stimulation of their whiskers.
The exact placement of those barrel fields appears to be driven
by a gene or set of genes whose IF region is responsive to the quantity
of a particular molecule, Fibroblast Growth Factor 8 (FGF8). By
altering the distribution of that molecule, researchers were able
to alter barrel development: increasing the concentration of FGF8
led to mice with barrel fields that were unusually far forward,
while decreasing the concentration led to mice with barrel fields
that were unusually far back. In essence, the quantity of FGF8 serves
as a beacon, guiding growing cells to their fate by driving the
regulatory IFs of the many genes that are presumably involved in
barrel-field formation.
Other IF-THENs contribute to the
function of the brain throughout life, e.g., supervising the control
of neurotransmitters and participating (as I will explain below)
in the process of laying down memory traces. Because each gene has
an IF, every aspect of the brains development is in principle
linked to some aspect of the environment; chemicals such as alcohol
that are ingested during pregnancy have such enormous effects because
they fool the IFs that regulate genes that guide cells into dividing
too much or too little, into moving too far or not far enough, and
so forth. The brain is the product of the actions of its component
cells, and those actions are the products of the genes they contain
within, each cell guided by 30,000 IFs paired with 30,000 THENsas
many possibilities as there are genes. (More, really, because many
genes have multiple IFs, and genes can and often do work in combination.)
From Genes to Behavior
Whether we speak of the brain or
other parts of the body, changes in even a single geneleading
to either a new IF or a new THENcan have great consequences.
Just as a single alteration to the hemoglobin gene can lead to a
predisposition for sickle-cell anemia, a single change to the genes
involved in the brain can lead to a language impairment or mental
retardation.
And at least in animals, small differences
within genomes can lead to significant differences in behavior.
A Toronto team, for example, recently used genetic techniques to
investigateand ultimately modifythe foraging habits
of C. elegans worms. Some elegans prefer to forage
in groups, others are loners, and the Toronto group was able to
tie these behavioral differences to differences in a single amino
acid in the protein template (THEN) region of a particular gene
known as npr-1; worms with the amino acid valine in the critical
spot are social whereas worms with phenylalanine are
loners. Armed with that knowledge and modern genetic engineering
techniques, the team was able to switch a strain of loner C.
elegans worms into social worms by altering that one gene.
Another team of researchers, at
Emory University, has shown that changing the regulatory IF region
of a single gene can also have a significant effect on social behavior.
Building on an observation that differences in sociability in different
species of voles correlated with how many vasopressin receptors
they had, they transferred the regulatory IF region of sociable
prairie voles vasopressin receptor genes into the genome of
a less sociable species, the mouseand in so doing created
mutant mice, more social than normal, with more vasopressin receptors.
With other small genetic modifications, researchers have created
strains of anxious, fearful mice, mice that progressively increase
alcohol consumption under stress, mice that lack the nurturing instinct,
and even mice that groom themselves constantly, pulling and tugging
on their own hair to the point of baldness. Each of those studies
demonstrates how behavior can be significantly changed when even
a single gene is altered.
Still, complex biological structureswhether
we speak of hearts or kidneys or brainsare the product of
the concerted actions and interactions of many genes, not just one.
A mutation in a single gene known as FOXP2 can interfere with the
ability of a child to learn language; an alteration in the vasopressin
gene can alter a rodents sociabilitybut this doesnt
mean that FOXP2 is solely responsible for language or that vasopressin
is the only gene a rat needs in order to be sociable. Although individual
genes can have powerful effects, no trait is the consequence of
any single gene. There can no more be a single gene for language,
or for the propensity for talking about the weather, than there
can be for the left ventricle of a human heart. Even a single brain
cellor a single heart cellis the product of many genes
working together.
The mapping between genes and behavior
is made even more complex by the fact that few if any neural circuits
operate entirely autonomously. Except perhaps in the case of reflexes,
most behaviors are the product of multiple interacting systems.
In a complex animal like a mammal or a bird, virtually every action
depends on a coming together of systems for perception, attention,
motivation, and so forth. Whether or not a pigeon pecks a lever
to get a pellet depends on whether it is hungry, whether it is tired,
whether there is anything else more interesting around, and so forth.
Furthermore, even within a single system, genes rarely participate
directly on-line, in part because they are just too
slow. Genes do seem to play an active, major role in off-line
processing, such as consolidation of long-term memorywhich
can even happen during sleepbut when it comes to rapid on-line
decision-making, genes, which work on a time scale of seconds or
minutes, turn over the reins to neurons, which act on a scale of
hundredths of a second. The chief contribution of genes comes in
advance, in laying down and adjusting neural circuitry, not in the
moment-by-moment running of the nervous system. Genes build neural
structuresnot behavior.
In the assembly of the brain, as
in the assembly of other organs, one of the most important ideas
is that of a cascade, one gene influencing another, which influences
another, which influences another, and so on. Rather than acting
in absolute isolation, most genes act as parts of elaborate networks
in which the expression of one gene is a precondition for the expression
of the next. The THEN of one gene can satisfy the IF of another
and thus induce it to turn on. Regulatory proteins are proteins
(themselves the product of genes) that control the expression of
other genes and thus tie the whole genetic system together. A single
regulatory gene at the top of a complex network can indirectly launch
a cascade of hundreds or thousands of other genes leading to, for
example, the development of an eye or a limb.
In the words of Swiss biologist
Walter Gehring, such genes can serve as master control genes
and exert enormous power on a growing system. PAX6, for example,
is a regulatory protein that plays a role in eye development, and
Gehring has shown that artificially activating it in the right spot
on a fruit flys antenna can lead to an extra eye, right there
on the antennathus, a simple regulatory gene leads directly
and indirectly to the expression of approximately 2,500 other genes.
What is true for the flys eye is also true for its brainand
also for the human brain: by compounding and coordinating their
effects, genes can exert enormous influence on biological structure.
From a Tiny Number of Genes to a
Complex Brain
The cascades in turn
help us to make sense of the alleged gene shortage, the idea that
the discrepancy between the number of genes and the number of neurons
might somehow minimize the importance of genes when it comes to
constructing brain or behavior.
Reflection on the relation between
brain and body immediately vitiates the gene shortage argument:
if 30,000 genes werent enough to have significant influence
on the 20 billion cells in the brain, they surely wouldnt
have much impact on the trillions that are found in the body as
a whole. The confusion, once again, can be traced to the mistaken
idea of genome as blueprint, to the misguided expectation of a one-to-one
mapping from individual genes to individual neurons; in reality,
genomes describe processes for building things rather than pictures
of finished products: better to think of the genome as a compression
scheme than a blueprint.
Computer scientists use compression
schemes when they want to store and transmit information efficiently.
All compression schemes rely in one way or another on ferreting
out redundancy. For instance, programs that use the GIF format look
for patterns of repeated pixels (the colored dots of which digital
images are made). If a whole series of pixels are of exactly the
same color, the software that creates GIF files will assign a code
that represents the color of those pixels, followed by a number
to indicate how many pixels in a row are of the same color. Instead
of having to list every blue pixel individually, the GIF format
saves space by storing only two numbers: the code for blue and the
number of repeated blue pixels. When you open a GIF
file, the computer converts those codes back into the appropriate
strings of identical bits; in the meantime, the computer has saved
a considerable amount of memory. Computer scientists have devised
dozens of different compression schemes, from JPEGs for photographs
to MP3s for music, each designed to exploit a different kind of
redundancy. The general procedure is always the same: some end product
is converted into a compact description of how to reconstruct that
end product; a decompressor reconstructs the desired
end product from that compact description.
Biology doesnt know in advance
what the end product will be; theres no StuffIt Compressor
to convert a human being into a genome. But the genome is very much
akin to a compression scheme, a terrifically efficient description
of how to build something of great complexityperhaps more
efficient than anything yet developed in the labs of computer scientists
(never mind the complexities of the brainthere are trillions
of cells in the rest of the body, and they are all supervised by
the same 30,000-gene genome). And although nature has no counterpart
to a program that stuffs a picture into a compressed encoding, it
does offer a counterpart to the program that performs decompression:
the cell. Genome in, organism out. Through the logic of gene expression,
cells are self-regulating factories that translate genomes into
biological structure.
Cascades are at the heart of this
process of decompression, because the regulatory proteins that are
at the top of genetic cascades serve as shorthand that can be used
over and over again, like the subroutine of a software engineer.
For example, the genome of a centipede probably doesnt specify
separate sets of hundreds or thousands of genes for each of the
centipedes legs; instead, it appears that the leg-building
subroutinea cascade of perhaps hundreds or thousands
of genesgets invoked many times, once for each new pair of
legs. Something similar lies behind the construction of a vertebrates
ribs. And within the last few years it has become clear that the
embryonic brain relies on the same sort of genetic recycling, using
the same repeated motifssuch as sets of parallel connections
known as topographic mapsover and over again, to supervise
the development of thousands or even millions of neurons with each
use of a given genetic subroutine. Theres no gene shortage,
because every cascade represents the shorthand for a different reuseable
subroutine, a different way of creating more from less.
From Prewiring to Rewiring
In the final analysis,
I think the most important question about the biological roots of
the mind may not be the question that has preoccupied my colleagues
and myself for a number of yearsthe extent to which genes
prewire the brainbut a different question that until recently
had never been seriously raised: the extent to which (and ways in
which) genes make it possible for experience to rewire the
brain. Efforts to address the nature-nurture question typically
falter because of the false assumption that the twoprewiring
and rewiringare competing ideas. Anti-nativistscritics
of the view that we might be born with significant mental structure
prior to experienceoften attempt to downplay the significance
of genes by making what I earlier called the argument from
plasticity: they point to the brains resilience to damage
and its ability to modify itself in response to experience. Nativists
sometimes seem to think that their position rests on downplaying
(or demonstrating limits on) plasticity.
In reality, plasticity and innateness
are almost logically separate. Innateness is about the extent to
which the brain is prewired, plasticity about the extent to which
it can be rewired. Some organisms may be good at one but not the
other: chimpanzees, for example, may have intricate innate wiring
yet, in comparison to humans, relatively few mechanisms for rewiring
their brains. Other organisms may be lousy at both: C. elegans
worms have limited initial structure, and relatively little in the
way of techniques for rewiring their nervous system on the basis
of experience. And some organisms, such as humans, are well-endowed
in both respects, with enormously intricate initial architecture
and fantastically powerful and flexible means for rewiring in the
face of experience.
The crucial point is that every
technique for rewiring the brain has its origins, in one way or
another, in the genome. Memory, for example, is a way of rewiring
connections between neurons (or altering something inside individual
neurons) that plainly depends on gene function: interfere with the
process of synthesizing proteins from genes, and you interfere with
memory. Closely related organisms (such as Aplysia, the sea
slug that has been the central experimental animal for Nobel laureate
Eric Kandel, and its rather dimwitted cousin, Dolabrifera dolabrifera)
can differ significantly in their talents for learning, apparently
as a function of a small difference in genomes. In simple, scientifically
tractable organisms, scientists have begun to map out a range of
different learning abilities and the sets of genes that underlie
them. C. elegans worms, for example, have at least a dozen
and a half learning-related genes, each with a particular role in
a particular kind of learning. What an organism learns depends in
no small part on what genes for learning it is born with.
We will advance beyond the nature-nurture
controversy not by blurring (or denying) the distinction between
genes and the environment but by understanding it better, and that
means, among other things, investigating the precise function of
our genes and how they make rewiring and learning possible. Matt
Ridley recently wrote a book called Nature via Nurturetrue
because the IFs that regulate gene expression are responsive to
the environmentbut one could as easily conclude that it is
really nurture that is via nature, for it is our genes that allow
us to learn something from the environment.
One of the most intriguing possibilities
is that we may eventually be able to improve our social interventionseducation,
welfare programs, and the likeby better understanding specific
interactions between nature and nurture. To take an example, one
recent study suggests that children with a certain version of a
gene that produces an enzyme known as MAO-A (which metabolizes neurotransmitters
such as serotonin and dopamine) are significantly more likely to
become violentbut only if they were mistreated as children.
In this way, an aspect of human behavior might be a bit like the
body of the Bicyclus butterfly, driven to one form or another
by genes that switch in response to environmental cues, one genotype
yielding two different phenotypes for two different environments.
Although these results are just a first study and establish only
a correlation with the environment and not yet a causal relation,
there is good biological reason to find such results plausible.
Many organisms (including humans) have a vast array of genes for
dealing with stress, and the regulatory IFs that control the production
of enzymes like MAO-A might well be directly or indirectly sensitive
to such stress.
Further studies of
gene-environment interactions could eventually lead to a new way
of identifying which children are at higher risk, and thus provide
a new way of identifying children who might best profit from special
day-care programs or home visits from social workers. Just as
the new field of pharmacogenetics aims to match drugs to unique
genetic physiology, a new field of therapeuto-genetics could use
individual genetics to prescribe customized social interventions.
As we come to see genes not as rigid dictators of destiny but
as rich providers of opportunity, we may be able to use our growing
knowledge of nature as a means to make the most out of nurture.
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Gary Marcus, associate professor of psychology at New York
University, is author of the just-released
The Birth of the Mind: How a Tiny Number of Genes Creates the
Complexity of Human Thought.
Originally published in the December
2003/January 2004 issue of Boston Review
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